SEC - Page 15

2 months ago

Official SEC Statement 2025-04-28

Statement Summary The SEC’s Division of Economic and Risk Analysis (DERA) has released new insights on critical market segments, including public issuers, exempt offerings, CMBS, ABS, money market funds, and security-based swap

2 months ago

Official SEC Statement 2025-04-28

Statement Summary The Securities and Exchange Commission (SEC) has announced a proposed rule change by The Depository Trust Company (DTC) to update its Clearing Agency Securities Valuation Framework. This change aims to

Bitcoin·Legal·

2 months ago

Insights from the Crypto Task Force Roundtable on Cryptocurrency Trading

Crypto Task Force Roundtable Session Today, the Crypto Task Force convened its second roundtable session, delving into the nuances of crypto trading. Reflecting on a historical moment from over two centuries ago,

Unlocking the Secrets: Essential Tips for Effective Time Management and Productivity

Statement Summary The Securities and Exchange Commission (SEC) has issued an order granting an extension of time for the Financial Industry Regulatory Authority (FINRA) to respond to Ronald Moschetta’s application filed in

1 month ago

Digest·SEC

Navigating the Global Economy: Key Trends and Strategies for Success in 2023

Statement Summary The SEC has announced a notice regarding an application from Ares Capital Corporation and several affiliated entities seeking permission under the Investment Company Act of 1940 for certain joint transactions

1 month ago

Digest·SEC

Unlocking Cost Savings: How Efficient Supply Chain Management Can Transform Your Business

SEC Charges Former Investment Adviser with Fraud On April 29, 2025, the Securities and Exchange Commission (SEC) charged former investment adviser Derek Taller with fraud involving misstatements and self-dealing while managing two

1 month ago

Digest·SEC

Harnessing Renewable Energy: Innovations and Benefits Shaping a Sustainable Future

Overview of Fraudulent Scheme The U.S. Securities and Exchange Commission (SEC) charged Jenni Yoon Jeong Lee and her company, Evergreen Property Developments LLC, with a fraudulent scheme that defrauded over 33 investors,

1 month ago

Digest·SEC

Understanding the Importance of Local Conservation Efforts for Biodiversity Protection

Statement Summary On April 24, 2025, the U.S. Securities and Exchange Commission (SEC) announced the dismissal of its civil enforcement action against Dragonchain, Inc., Dragonchain Foundation, The Dragon Company, and John Joseph

1 month ago

Digest·Legal·SEC

Unlocking the Benefits: How Effective Time Management Can Enhance Productivity and Reduce Stress

Statement Summary The Securities and Exchange Commission (SEC) has issued a notice regarding an application from Franklin Lexington Private Markets Fund and affiliated entities for an order under the Investment Company Act

1 month ago

Digest·SEC

Unlocking the Future: The Impact of Emerging Technologies on Our Daily Lives

Statement Summary NXP Semiconductors N.V. received a response from the Office of Mergers and Acquisitions, Division of Corporation Finance, regarding the use of notice and access to furnish proxy materials. The Division

1 month ago

Digest·SEC

Unveiling the Future: How Emerging Technologies Are Transforming Industries and Society

Statement Summary The Securities and Exchange Commission (SEC) approved a proposed rule change by the Miami International Securities Exchange (MIAX) allowing the listing and trading of options on the Bloomberg US Large

1 month ago

Digest·SEC

Official SEC Statement 2025-04-29

SEC Charges in Ponzi Scheme The Securities and Exchange Commission (SEC) has brought charges against Kenneth W. Alexander II, Robert D. Welsh, and Caedrynn E. Conner for running a Ponzi scheme that

2 months ago

Digest·SEC

Official SEC Statement 2025-04-29

Statement Summary The SEC has approved NYSE Chicago, Inc.’s proposed rule change allowing the listing and trading of certain exchange-traded products (ETPs). This includes amending Exchange Rule 1.1 to redefine ETPs as

2 months ago

Digest·SEC

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SEC - Page 15

Official SEC Statement 2025-04-28

Official SEC Statement 2025-04-28

Insights from the Crypto Task Force Roundtable on Cryptocurrency Trading

Unlocking the Secrets: Essential Tips for Effective Time Management and Productivity

Navigating the Global Economy: Key Trends and Strategies for Success in 2023

Unlocking Cost Savings: How Efficient Supply Chain Management Can Transform Your Business

Harnessing Renewable Energy: Innovations and Benefits Shaping a Sustainable Future

Understanding the Importance of Local Conservation Efforts for Biodiversity Protection

Unlocking the Benefits: How Effective Time Management Can Enhance Productivity and Reduce Stress

Unlocking the Future: The Impact of Emerging Technologies on Our Daily Lives

Unveiling the Future: How Emerging Technologies Are Transforming Industries and Society

Official SEC Statement 2025-04-29

Official SEC Statement 2025-04-29

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SEC - Page 15

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