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SEC - Page 16

2 months ago

Official SEC Statement 2025-04-28

Statement Summary The SEC’s Division of Economic and Risk Analysis (DERA) has released new insights on critical market segments, including public issuers, exempt offerings, CMBS, ABS, money market funds, and security-based swap
2 months ago

Official SEC Statement 2025-04-28

Statement Summary The Securities and Exchange Commission (SEC) has announced a proposed rule change by The Depository Trust Company (DTC) to update its Clearing Agency Securities Valuation Framework. This change aims to

Official SEC Statement 2025-04-29

Statement Summary The Securities and Exchange Commission issued a notice regarding NYSE American LLC’s proposed rule change to amend its Connectivity Fee Schedule. This change aims to update the list of third-party
2 months ago

Official SEC Statement 2025-04-29

Statement Summary The SEC has announced an extension for the review period of NYSE Arca‘s proposed rule change to list and trade shares of the Bitwise Dogecoin ETF. Initially filed on March
2 months ago

Official SEC Statement 2025-04-29

Statement Summary The U.S. Securities and Exchange Commission (SEC) has secured a final judgment against six Michigan companies and four individuals involved in a fraudulent medical device scheme that defrauded over 55
2 months ago

Official SEC Statement 2025-04-28

Statement Summary The SEC has issued a notice regarding an application from Adams Street Private Equity Navigator Fund LLC and affiliated entities, seeking an order under the Investment Company Act to permit
2 months ago

Official SEC Statement 2025-04-28

Market Statistics of Exempt Offerings (March 2025) This report presents market statistics for exempt offerings under Regulations A, D, and Crowdfunding as of March 2025. The data is collected from Commission-registered companies
2 months ago

Official SEC Statement 2025-04-28

Statement Summary The SEC has charged Daniel J. Motha, former CFO of Location Ventures, with involvement in a $93 million real estate investment fraud scheme alongside founder Rishi Kapoor. The allegations suggest
2 months ago

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