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SEC - Page 18

3 months ago

Official SEC Statement 2025-04-28

Statement Summary The SEC’s Division of Economic and Risk Analysis (DERA) has released new insights on critical market segments, including public issuers, exempt offerings, CMBS, ABS, money market funds, and security-based swap

Official SEC Statement 2025-04-29

SEC Charges in Ponzi Scheme The Securities and Exchange Commission (SEC) has brought charges against Kenneth W. Alexander II, Robert D. Welsh, and Caedrynn E. Conner for running a Ponzi scheme that
3 months ago
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Official SEC Statement 2025-04-29

Statement Summary The SEC has approved NYSE Chicago, Inc.’s proposed rule change allowing the listing and trading of certain exchange-traded products (ETPs). This includes amending Exchange Rule 1.1 to redefine ETPs as
3 months ago
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Official SEC Statement 2025-04-29

Statement Summary The Securities and Exchange Commission issued a notice regarding NYSE American LLC’s proposed rule change to amend its Connectivity Fee Schedule. This change aims to update the list of third-party
3 months ago
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Official SEC Statement 2025-04-29

Statement Summary The SEC has announced an extension for the review period of NYSE Arca‘s proposed rule change to list and trade shares of the Bitwise Dogecoin ETF. Initially filed on March
3 months ago
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Official SEC Statement 2025-04-29

Statement Summary The U.S. Securities and Exchange Commission (SEC) has secured a final judgment against six Michigan companies and four individuals involved in a fraudulent medical device scheme that defrauded over 55
3 months ago
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