Over 90% of investment advisers are subject to the Advisers Act. Discover key insights and implications for compliance and strategy in the evolving landscape.
Letter to the SEC Team To the SEC Team, As I reflect on my journey, I am reminded of how interconnected our paths can be. I began my career with the Commission
Insights From the SEC’s Ongoing Dialogue on Cryptocurrency Regulation The U.S. Securities and Exchange Commission (SEC) recently held its third roundtable focused on the evolving landscape of cryptocurrency regulation, underscoring the agency’s