Division of Examinations

The Division of Examinations oversees over 3,500 crypto firms—determine what this means for compliance and future industry growth.

SEC·

5 months ago

Unlocking the Secrets of Effective Communication: Tips for Clearer Conversations

Webinar Announcement on Regulation S-P Compliance The SEC has announced a webinar on December 17, 2023, from 1 p.m. to 2 p.m. ET, focusing on the upcoming Regulation S-P compliance amendments for

SEC·

8 months ago

Exploring the Impact of Climate Change on Global Water Scarcity and Solutions for Sustainable Management

Statement Summary The Securities and Exchange Commission (SEC) will host three compliance outreach events to discuss amendments to Regulation S-P, effective in 2024. The first event, a webinar for large firms, is

SEC·

6 months ago

Innovative Strategies for Sustainable Development: Paving the Way for a Greener Future

Statement Summary The SEC’s Division of Examinations has announced its priorities for 2026, aiming to enhance transparency for registrants and investors regarding compliance efforts. SEC Chairman Paul S. Atkins emphasized that examinations

Division of Examinations

Unlocking the Secrets of Effective Communication: Tips for Clearer Conversations

Exploring the Impact of Climate Change on Global Water Scarcity and Solutions for Sustainable Management

Innovative Strategies for Sustainable Development: Paving the Way for a Greener Future

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Innovative Strategies for Sustainable Urban Development: A Roadmap for Future Cities

Eric Trump criticizes JPMorgan’s evolving position on Bitcoin

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Bittrex Seeks $24 Million Refund After SEC Changes Stance on Crypto

Gillibrand optimistic about CLARITY Act’s congressional prospects before crucial deadline

Division of Examinations

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